Page 11 - Securities And Exchange Board Of India

Sebi orders attachment of bank, demat accounts of Rose Valley Hotels

This recovery proceeding has been initiated against them to recover Rs 1,006.70 crore collected by the company through the issuance of non-convertible debentures (NCDs) to investors

Sebi clears decks for IPO of 100-year-old lender Tamilnad Mercantile Bank

It's a fresh issue-cum-OFS; Axis Capital, Motilal Oswal Investment Advisors and SBI Capital Markets are book running lead managers

Passive approach

Sebi's plans will offer more options to investors

Confusing Sebi rules

Any buy/sell advice, including a model portfolio, should be the domain of research analysts while holistic financial planning and asset allocation should be that of investment advisors

Walmart's PhonePe set to acquire WealthDesk, OpenQ for about $70 mn

PhonePe to acquire WealthDesk and OpenQ for about $50 million and $20 respectively according to the sources. PhonePe has invested over $60 M on acquisitions as per the data analytics platform Tracxn

Sebi to set up FPI expert panel soon; single window to address concerns

Experts said the advisory committee will help smoothen the implementation of key policies

Street signs: IPOs continue to roll on, no data for new HNI category & more

This week, three initial public offerings (IPOs) hit the market

UPL pays Rs 19.5 lakh to settle auditor appointment case with Sebi

The company settled the proceedings initiated against it after paying Rs 19.5 lakh towards settlement charges

Ambuja acquisition could be LIC's windfall; acquirer to make open offer

LIC owns 6.3 per cent stake worth Rs 4,602 crore in Ambuja Cements and 5.66 per cent stake worth Rs 2,445 crore in ACC

Sebi penalises nine entities for manipulating Ruchi Soya stock prices

It was found that seven out of these nine entities were holding net long positions in the scrip of Ruchi Soya as on September 27, 2012

Sebi asks bourses, MIIs to submit info on major non-compliances in systems

Under the new guidelines, MIIs are required to conduct system and network audit as per the framework and Terms of Reference specified by the regulator

Sebi penalises four individuals for manipulating Viaan Industries' stocks

Bollywood actress Shilpa Shetty Kundra and her husband Raj Kundra are the promoters of Viaan Industries Limited (VIL)

Sebi levies Rs 3.5 million fine on seven entities over non-genuine trades

By indulging in such trades in stock options, they violated the provisions of PFUTP (Prohibition of Fraudulent and Unfair Trade Practices) regulations

Sebi invites application to hire digital forensic services provider

The agency will be responsible for the detection, acquisition and analysis of data sourced from cloud networks and carry out such analysis as required by investigating officers using forensic tools

Investment via participatory notes rises to Rs 89,143 cr as of Feb-end

P-notes are issued by registered Foreign Portfolio Investors (FPIs) to overseas investors who wish to be a part of the Indian stock market without registering themselves directly

No fresh nod needed for approved related party transactions, clarifies Sebi

Regulator, however, refuses to accept India Inc's demand of deferring implementation of new norms

Sebi slaps Rs 5 lakh penalty on Future Enterprises over disclosure norms

Regulators order says it was not possible to quantify amount of disproportionate gain or unfair advantage or loss to investors due to firm's failure to make timely disclosures

Sebi asks Indiabulls to address issues where it was found non-compliant

Regulator says it has not found any wrongdoing on company's part with respect to the specific allegations made against it in various PILs and complaints

Who is Madhabi Puri Buch, the new SEBI chief?

There is a change of guard at Securities and Exchange Board of India (SEBI) after five years. The new chief, 56-year-old Madhabi Puri Buch, has many firsts to her credit. Take a peek into her journey

Madhabi Puri Buch appointed Sebi chairperson for a term of three years

Puri Buch, 56, will be the first woman, and the first person from the private sector, to head the securities market watchdog