Page 12 - Sebi Norms

Mid- and small-cap auto and ancillary stocks charge ahead on new Sebi norms

Besides the so-called technical factor, analyst also attribute the current rally to an attractive valuation, prompting investors to buy these stocks

BSE Smallcap index records sharpest intra-day rally in over 5 months

The development, analysts say, has given a fresh trigger to the mid-and small-caps that can see some uptick in the days ahead

Advise investors not to take any knee-jerk action: Kotak MF's Nilesh Shah

Kotak Mahindra Mutual Fund MD Nilesh Shah says fund houses will build a consensus and then approach Sebi

Market regulator's new margin norms may give boost to dabba trading

New margin norms may spur a parallel market where trades are done on exchanges but settled off-market

New margin norms to hit traditional brokers, more suited for online brokers

Uncertainty over outstanding F&O positions where margins given under erstwhile system

Sebi revises disclosure norms for debt, money mkt securities transactions

To further enhance transparency, markets regulator Sebi on Tuesday revised disclosure requirements pertaining to debt and money market securities transactions for mutual funds. The new framework will come into effect from October 1, the Securities and Exchange Board of India (Sebi) said in circular. Now, the regulator has asked mutual funds to disclosedetails of debt andmoneymarketsecurities transactedin their schemes portfolio, including inter-scheme transfers, on a dailybasis witha time lag of 15 days in a prescribed format. At present, a time lag of 30 days has been been allowed. Under the new disclosure format, fund houses need to mention about name of the security, type of security, most conservative rating of security at thetime of transaction, if applicable,name of the rating agency and transaction type. Among others, they need to disclose aboutlisted status of security, name of mutual fund,scheme name, type of scheme, residual days to final maturity, deemed maturity date,

Ease information disclosure norms for privately placed NCDs: FIDC

At present SEBI rules require standalone financial information for at least last three years and auditor qualifications from the entity seeking to issue NCDs

Sebi fines NSE Rs 50 lakh over compensation paid to Chitra Ramkrishna

NSE asked to pay Rs 50 lakh for allowing former MD&CEO leave encashment beyond 360 days

Sebi may relax minimum public shareholding norms for firms under insolvency

The market regulator has proposed relaxing norms pertaining to 25 per cent minimum public shareholding for companies that undergo corporate insolvency resolution and seek relisting afterwards

Sebi's new margin norms will be painful for investors, market participants

Come September 1, stockbrokers will have to report the upfront margin collected and available with them from their clients

Sebi to meet stock brokers' body to discuss new rules on margin collection

Markets regulator Sebi will meet stock brokers' association and depositories on Tuesday to analyse readiness to implement the new rules on margin collection

Sebi slaps Rs 2 lakh fine on entity for submitting misleading documents

During an investigation, through summons dated January 17, 2018, Siddarth Business (noticee) was asked to provide details of pre-clearance obtained by all directors and the code of conduct

Sebi moves sessions court against RIL for violation of Companies Act

The company said the matter pertains to the issue of debentures with convertible warrants two decades ago

Sebi decides to decentralise portfolio managers registration work

Markets regulator Sebi on Tuesday said it has decided to decentralise work related to registration of portfolio managers.

Sebi allows acceptance of client securities as collateral till August 31

The decision has been taken in view of the prevailing situation due to the Covid-19 pandemic and partial lockdowns in various areas of the country

Sebi extends regulatory norms compliance timeline for RTAs, others

The period from March 23 till September 30 shall be excluded for computing the existing timelines for compliance, Sebi said in the circular

Retail investors to lose as Sebi, brokers tussle over new margin norms

From the investor and trader perspective, higher margin with the promise of yet another margin hike by year-end could mean lower trading volumes and lower prices in the cash segment

SAT stays order against Edelweiss broking, temporary relief for DHFL

Tribunal asks NSE and Edelweiss to submit replies on Rs 1.8 cr penalty slapped by the exchange on the broker; in DHFL case, Sebi told to halt recovery proceedings against the firm

Sebi dismisses RTI appeal in Franklin Templeton MF's wind-up case

Sebi also observed that as a stock market regulator, it conducts investigation to examine alleged or suspected violation of laws and regulations

JM Financial's Atul Saraogi settles insider trading case with Sebi

During November 2013 to December 2016, the Sebi had conducted an investigation in case of alleged insider trading by Saraogi