Asks brokers to maintain whistleblower policy, furnish action-taken report upon spotting fraud; top management to be held accountable for non-compliance
Firm will have to refile for public issue
In a new paper, Sebi has proposed the daily transfer of client funds to clearing corporations
The Qualified Stock Brokers, or QSBs, will be required to analyse client behaviour and trading patterns, and detect unusual activity
Direct plans, trail model for distribution of commission in Sebi's line of sight
A lower allocation to Indian Space Research Organisation (Isro) could lead to a derating in the stock of the superalloys manufacturer, says an analyst
Sebi has begun examining the crash in Adani group stocks and is said to have increased the scrutiny of the Adani group and its investors
Under the recommendations, commission to be charged on trail basis
Industry to make representations to Finmin seeking grandfathering on existing investment
Pooled investment vehicles may be allowed to carry forward unliquidated investments to a fresh scheme at the end of tenure
The new methods include transfer of shares held by promoters to an ETF run by a Sebi-registered MF, exercising options and allotment of shares under ESOP programmes
The move is to shield investors against risky and speculative trades
Experts said p-notes issued at GIFT would not boost flows into the onshore markets in a big way but would be used for securities traded at the IFSC
Regulator had fined Ramalinga Raju, others and banned them from market for 14 yrs
Pnotes issued at IFSC will be recognised by bourses; as on December 2022, FPIs' pnote holding at just Rs 96,000 cr
Regulator's study on F&O segment shows over 90% traders incurred losses in FY22, with the average hit over 15x the earnings of the 10% who made profits
Tribunal prunes penalty on bourse from Rs 1,100 cr to just Rs 100 cr; Sebi told to refund excess amount in six weeks along with interest
Regulator seeks action to recover Rs 3,500 cr diverted from company
Tribunal sets aside Rs 625-cr disgorgement order against the bourse, finds no 'unethical act'
New BSE chief bats for competition, at least a duopoly in equity market space