Page 42 - Latest Updates on SEBI
Sebi permits FPIs to deal in exchange-traded commodity derivatives
Indian regulators have been cautious in allowing FPIs in the commodities market on fears that sudden outflows by them may disrupt the market
 "Sebi permits FPIs to deal in exchange-traded commodity derivatives")
Mutual Fund industry largely under-penetrated in India, says Deepak Parekh
Despite high growth, India's MF AUM-to-gross domestic product ratio is a low 16 per cent, against the global average of 74 per cent, he said
 "Mutual Fund industry largely under-penetrated in India, says Deepak Parekh")
Sebi slaps heavy penalties in NSE 'dark fibre' case, bourse fined Rs 7 cr
NSE has been slapped with a penalty of Rs 7 cr, its former MD and CEO Chitra Ramkrishna, former Group COO Subramanian and current Chief BDO Ravi Varanasi Rs 5 cr each
 "Sebi slaps heavy penalties in NSE 'dark fibre' case, bourse fined Rs 7 cr")
Sebi lets FPIs to participate in exchange-traded commodity derivatives mkt
At its board meeting, the watchdog also cleared amendments to regulations governing mutual funds and portfolio managers.
Sebi board may clear decks for FPI entry into commodity derivatives segment
The long-awaited move is aimed at boosting liquidity and efficiency at domestic commodity bourses, even as concerns remain if this would make markets more volatile
 "Sebi board may clear decks for FPI entry into commodity derivatives segment")
Dish TV-YES Bank saga throws non-retiring director puzzle into sharp relief
Goel's ouster from Dish TV board will require another resolution
 "Dish TV-YES Bank saga throws non-retiring director puzzle into sharp relief")
Time to raise a toast to liquor stocks? Selectively, say analysts
Analysts believe the worst may be over for the sector, with out-of-home (OOH) consumption picking up, and reduction in taxes by some state governments
 "Time to raise a toast to liquor stocks? Selectively, say analysts")
Sebi revises threshold for adjustment in derivative contracts post dividend
The threshold has been revised from 5 per cent and above to 2 per cent and above. The new framework will be applicable from Wednesday.
Natural stone processor Global Surfaces files IPO draft papers with Sebi
The IPO comprises fresh issuance of 85.20 lakh equity shares and an offer-for-sale (OFS) of up to 25.5 lakh equity shares by promoters ---- Mayank Shah and Sweta Shah, according to the DRHP.
 "Natural stone processor Global Surfaces files IPO draft papers with Sebi")
15-yr record in IPO filing with Sebi belies market volatility, shows data
This high number of DRHP filing - or intent shown by companies to go public - paints a bullish picture
 "15-yr record in IPO filing with Sebi belies market volatility, shows data")
Sebi slaps Rs 12 cr penalty on Sahara group firms in OFCD issue matter
Asserts that by representing the OFCD as pvt placement, issuers deprived subscribers of various measures of investor protection
 "Sebi slaps Rs 12 cr penalty on Sahara group firms in OFCD issue matter")
Sebi penalises 4 individuals for violations in Mindtree share trades
Capital markets regulator Sebi on Monday imposed fines totalling Rs 4 lakh on four individuals for violation of insider trading norms in the shares of Mindtree Ltd during the January-March 2019 period
 "Sebi penalises 4 individuals for violations in Mindtree share trades")
Aurobindo Pharma receives Sebi's warning letter over ongoing USFDA audit
The letter is in regards to certain disclosures made by the company on the ongoing USFDA audit of company's Unit-1 and observations made by the USFDA between the period 2019 to 2022
 "Aurobindo Pharma receives Sebi's warning letter over ongoing USFDA audit")
AMCs prepare to launch new schemes from July as Sebi restriction nears end
Asset management companies are gearing up to launch new mutual fund schemes from July as capital markets regulator Sebi's ban on the introduction of new fund offerings nears its end
 "AMCs prepare to launch new schemes from July as Sebi restriction nears end")
Sebi relaxes regulatory framework for AIFs targeting 'accredited investors'
Sebi also has directed all AIFs to designate an employee as compliance officer, who shall be a person other than the CEO
Sebi gives UPI payment option to invest in public issues of REITs, InvITs
The capital markets regulator in January 2019 laid down the process for payment for applications in the public issue of units of these new investment instruments through the facility of ASBA.
Sebi penalises 4 individuals for violations in Mindtree share trade
The regulator levied a fine of Rs 1 lakh each on Chirag Malhotra, Meenakumari M, BG Dhananjaya and Nikhil Jain, according to four separate orders
Sebi issues guidelines for 'Large Value Fund' for accredited investors
Sebi said that the placement memorandum, contribution agreement or other fund documents of LVF need to lay down terms and conditions for extension of the tenure beyond two years
HC rejects Dish TV plea against YES voting rights, says no case made out
A bench led by Justice GS Patel and Justice MJ Jamdar said World Crest Advisors, Dish TV promoter group entity, had not made any case in its plea against YES Bank, and was dismissing the appeal
Sebi amends educational qualification criteria for recruiting new officials
Bachelor's in engineering in any discipline or Bachelor's in any discipline with a postgraduate qualification in computer application is required for filling up posts in Grade D, E and F posts
