Page 17 - Latest Updates on SEBI
Sebi penalises clearing corporations for violations in Karvy Broking case
The broking firm had misused securities from clients through unauthorised pledging which were used to raise funds from several banks
 "Sebi penalises clearing corporations for violations in Karvy Broking case")
Sebi releases list of nine 'most wanted defaulters'- all untraceable
The matter came to light when the SEBI Recovery Officers attempted to serve the notices of demand on these defaulters against whom the Recovery Certificates have been drawn up
 "Sebi releases list of nine 'most wanted defaulters'- all untraceable")
Market volatility forces many companies to let go of their IPO plans
Industry players say some companies plan to re-file their DRHPs so that they can have another stab at listing
 "Market volatility forces many companies to let go of their IPO plans")
Will the markets see a time-wise correction in 2023?
Business Standard's Puneet Wadhwa caught up with Neil Parikh, CEO of PPFAS Mutual Fund on his views on Sebi's order on capped exposure to foreign stocks and more
 "Will the markets see a time-wise correction in 2023?")
SAT sets aside Sebi's order to impose penalty on Bhushan Steel for lapses
The Securities Appellate Tribunal (SAT) has set aside a Sebi's order to impose a Rs 2 lakh penalty on Bhushan Steel Ltd, now known as Tata Steel BSL Ltd, for disclosure lapses
Sebi issues notice to attach bank accounts of Sahara group's Subrata Roy
Move follows non-payment of dues amounting to Rs 6.42 crore levied for flouting regulatory norms
 "Sebi issues notice to attach bank accounts of Sahara group's Subrata Roy")
Sebi bans CFAS, its partners from mkts for 3 yrs for unauthorised services
Sebi on Monday barred Capproin Financial Advisory Services (CFAS) and its partners from the securities markets for three years for providing investment advisory services without the authorisation
Sebi expands committees on cyber security and information systems
Last rejig of cyber security panel happened in September; decision to ramp up information systems panel follows difficulties faced by CDSL in settlement activities
Sebi may prescribe higher net-worth needs for qualified stockbrokers
Regulator's approach being looked at as similar to one of different layers of NBFCs specified by RBI
Sebi initiates detailed study of fees, expenses charged by mutual funds
Capital markets regulator Sebi on Friday said it has initiated a detailed study of fees and expenses charged by mutual funds
Bharat Highways InvIT files draft papers with Sebi to raise Rs 2,000 cr
Infrastructure investment trust Bharat Highways InvIT has filed draft prospectus with the capital markets regulator Sebi to mop-up Rs 2,000 crore through an initial public offering (IPO).
 "Bharat Highways InvIT files draft papers with Sebi to raise Rs 2,000 cr")
Gandhar Oil Refinery files IPO with Sebi; issues equity worth Rs 357 crore
Gandhar Oil Refinery (India) Limited has filed preliminary papers with the capital markets regulator Sebi to raise funds through an initial public offering (IPO)
 "Gandhar Oil Refinery files IPO with Sebi; issues equity worth Rs 357 crore")
Sebi to review fees and expenses charged by mutual fund companies
Study to provide inputs for future policy formulations, says market regulator
Asset management companies fear 'transaction fee burden' on margins
Online mutual fund platforms are set to get a go-ahead to charge transaction fee
 "Asset management companies fear 'transaction fee burden' on margins")
Sebi penalises 2 people for insider trading in Deepak Fertilizers shares
Capital markets regulator Sebi on Thursday imposed penalties totalling Rs 45 lakh on two individuals for indulging in insider trading in the shares of Deepak Fertilizers and Petrochemicals Ltd.
NSE gets in-principle nod for Social Stock Exchange as separate entity
Leading stock exchange NSE on Thursday said it has received in-principle approval from capital markets regulator Sebi to set-up a social stock exchange as a separate segment
 "NSE gets in-principle nod for Social Stock Exchange as separate entity")
Industry can aspire to reach $5 a person monthly SIP in five years: Bhatia
With this, monthly SIP inflows can reach Rs 50,000 cr, says Sebi whole-time member
 "Industry can aspire to reach $5 a person monthly SIP in five years: Bhatia")
TMS Ep330: SEBI on buybacks, BFSI Insight Summit, dairy stocks, Matter
Will Sebi's latest decisions enhance value for shareholders? Why is the RBI Guv worried about cryptocurrencies? Will the dairy sector see margin relief in FY23? What is Matter? All answers here
 "TMS Ep330: SEBI on buybacks, BFSI Insight Summit, dairy stocks, Matter")
Will Sebi's latest decisions enhance value for shareholders?
Sebi has approved the phasing out of buybacks through the stock exchange route and chalked out mechanisms for addressing lapses at market infrastructure institutions. How will it affect shareholders?
 "Will Sebi's latest decisions enhance value for shareholders?")
Sebi suspends trading of agri commodity derivatives for 1 more year
Data showed that before the ban last year, the aforementioned commodities contributed nearly 54 per cent of the total deposits in NCDEX between April 2021 and July 2021
