Page 7 - Latest Updates on SEBI
Foreign investors to seek review of enhanced rules after Adani rout: Report
In the first week of February, SEBI wrote to custodian banks asking them to reach out to their FPI clients by March and share details of beneficial owners by the end of September
 "Foreign investors to seek review of enhanced rules after Adani rout: Report")
Market regulator Sebi suspends small town-linked incentive for MFs
The B30 incentive allows MFs to charge up to 30 basis points over and above the expense ratio if a certain portion of their assets is from B30 regions
 "Market regulator Sebi suspends small town-linked incentive for MFs")
Stock manipulation via YouTube: Sebi bars Arshad Warsi, wife & 31 entities
YouTube channel operators published videos disseminating false information, claims, and target prices
 "Stock manipulation via YouTube: Sebi bars Arshad Warsi, wife & 31 entities")
Supreme Court asks Sebi to check on Adani's related party transactions
The Supreme Court of India also ordered the formation of an investor-protection panel amid sharp falls in the Adani group's shares
Manipulation via Youtube: Sebi penalises Arshad Warsi, wife, 29 others
Sebi noted that Arshad Warsi has made a profit of Rs 29.43 lakh and his wife has earned a profit of Rs 37.56 lakh
Sebi passes interim orders against entities for stock manipulation via YT
The Sebi in preliminary investigations, identified 46 entities that used the video streaming platform to pump and dump stocks
 "Sebi passes interim orders against entities for stock manipulation via YT")
Adani-Hindenburg case: Supreme Court sets up expert committee for probe
The committee consists of OP Bhat, JP Devdatt, Nandan Nilakeni, KV Kamath, and Somasekharan Sundaresan as the members. Former SC judge AM Sapre will lead the panel
 "Adani-Hindenburg case: Supreme Court sets up expert committee for probe")
Sebi imposes Rs 6 lakh penalty on MCX in data entry norms case
In its order, Sebi found that MCX imposed a penalty of Rs 10,000 per client on these trading members for wrong entries in June 2022
 "Sebi imposes Rs 6 lakh penalty on MCX in data entry norms case")
Sebi penalises individual for flouting market norms in BOI AXA Mutual Fund
Out of seven entities, six entities, including Bank of India Investment Managers, settled the case with markets regulator Sebi in December last year
Bajaj Finserv gets Sebi's approval to foray into mutual fund business
Ganesh Mohan named CEO, Nimesh Chandan to head investment team
 "Bajaj Finserv gets Sebi's approval to foray into mutual fund business")
Sebi bans 2 individuals from securities markets, fines for insider trading
Out of the nine individuals, seven including Rakesh and his wife Rekha Jhunjhunwala had settled the proceedings with Sebi on July 14, 2021
 "Sebi bans 2 individuals from securities markets, fines for insider trading")
Bajaj Finserv gets regulatory license to start mutual fund business
Bajaj Finserv MF aims to create a tech-driven, multi-channel approach to serve investors across various touchpoints and geographies in order to build a future-ready asset management company
Sebi shows new-age teeth in bursting Axis MF front running scandal
Used tech know-how to read mobile tower signals, comb through reams of Bloomberg chats
Sebi bans Anugrah Stock, 5 others from securities market for up to 7 years
In addition, Sebi has levied a penalty totalling Rs 8 crore on Anugrah Stock, its directors and the associate entity and the fine needs to be paid within 45 days
PMS benchmarking norms: Industry players seek three-month extension
Cites technological and compliance challenges ahead of April 1 deadline
 "PMS benchmarking norms: Industry players seek three-month extension")
NSE gets Sebi nod to launch WTI crude oil, natural gas futures contracts
Nymex WTI Crude Oil and Natural Gas (Henry Hub) contracts are amongst the world's most traded commodity derivatives contracts generating interest from across the globe
Sebi bars 21 entities from capital markets in Axis MF case: Interim order
The market regulator said it identified Rs 30.5 crore as wrongful gains accrued due to the alleged front-running activities and directed that this amount be impounded from the entities
'Impound Rs 30.6 crore': Sebi diktat in Axis MF front-running case
The regulator ordered the impounding of Rs 30.6 crore - total wrongful gains earned from front-running activities
Sebi penalises Swastika Investmart for misusing clients' securities, funds
Sebi on Tuesday slapped a fine of Rs 15 lakh on Swastika Investmart Ltd for misutilisation of clients' securities and funds
Speeding up reforms: Madhabi Puri Buch's first year as Sebi chief
As first woman at the helm of Sebi, Madhabi Puri Buch brought in a data-driven approach and made regulation more nimble
 "Speeding up reforms: Madhabi Puri Buch's first year as Sebi chief")
