Page 3 - Securities And Exchange Commission
SEC letters claim Tesla failed to oversee Elon Musk's tweets: Report
US securities watchdog told Tesla Inc last year that Elon Musk's use of Twitter had twice violated a settlement requiring his tweets to be preapproved by company lawyers
 "SEC letters claim Tesla failed to oversee Elon Musk's tweets: Report")
Chinese tech firms face US ultimatum over issue of US accounting standards
New York-listed Chinese tech firms could soon be forced to leave the US market after the country's SEC started implementing a law to remove foreign firms that did not comply with accounting standards
 "Chinese tech firms face US ultimatum over issue of US accounting standards")
Tesla investor sues Musk, claims tweets violate SEC settlement
(Reuters) - Tesla Inc Chief Executive Elon Musk has been sued by a shareholder who accused him of violating his 2018 settlement with the U.S. Securities and Exchange Commission over his Twitter use.
 "Tesla investor sues Musk, claims tweets violate SEC settlement")
Coinbase reveals healthy revenue growth, profit in listing application
The firm said in December that it had confidentially applied with the US Securities and Exchange Commission (SEC) to go public
 "Coinbase reveals healthy revenue growth, profit in listing application")
Indian American chief economist SP Kothari to leave SEC by end of January
Indian-American SP Kothari played a key role in raising the profile of Securities and Exchange Commission as its chief economist and director of the Division of Economic and Risk Analysis
 "Indian American chief economist SP Kothari to leave SEC by end of January")
Jeff Bezos hands $684 mn of Amazon stock to nonprofits from his foundation
The Amazon founder has given away stock worth $856 million this year, which estimates his fortune at $183.6 billion
 "Jeff Bezos hands $684 mn of Amazon stock to nonprofits from his foundation")
Fiat to pay $9.5 mn fine for misleading investors on emissions audit: SEC
The Italian-American automaker in January 2019 agreed to a settlement worth about $800 million to resolve claims from the US Justice Department
 "Fiat to pay $9.5 mn fine for misleading investors on emissions audit: SEC")
US regulator to relax proposed whistleblower caps, tighter tip deadlines
SEC on Wednesday will finalise changes to its whistleblower program, but will water down these proposed measures
SEC approves New York Stock Exchange proposal to allow IPO alternative
It will widen the options available to private companies that are looking to go public, but are wary of the role played by investment banks in the IPO process
 "SEC approves New York Stock Exchange proposal to allow IPO alternative")
New York's Interups plans to acquire assets worth $8 billion in India
If all the transactions conclude successfully, Interups said it would earn $80-$100 million in gross cash revenues, excluding any equity value earned
 "New York's Interups plans to acquire assets worth $8 billion in India")
Tesla CEO Musk faces defamation case for calling Thai cave diver 'pedo guy'
Musk will be called to testify about the tweet widely interpreted to be a reference to a pedophile.
 "Tesla CEO Musk faces defamation case for calling Thai cave diver 'pedo guy'")
Investors left exposed as Trump's SEC gives America Inc helping hand
Corporations led by the U.S. Chamber of Commerce, the country's biggest business group, have said red tape is partly to blame for a 50% decline in the number of listed companies over the past two deca
SEC probes whether companies rounded up earnings per share
Regulators investigating the case of the missing '4'
 "SEC probes whether companies rounded up earnings per share")
